Our legal framework

Autorité des Marchés Financiers (AMF) du Québec

Préfontaine Capital is registered since 2003  with the Quebec Autorité des Marchés Financiers (AMF) as a portfolio manager. Préfontaine Capital is in compliance with all applicable laws and regulations, notably Regulation 31-103 applying to securities dealers, advisors and investment fund managers in Quebec.

Autorité des Marchés Financiers (AMF)

Financial Transactions and Reports Analysis Centre of Canada (FINTRAC)

Préfontaine Capital is in compliance with the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC). “FINTRAC is Canada’s financial intelligence unit with the mandate of falicitating the detection, prevention and deterrence of money laundering and the financing of terrorist activities, while ensuring the protection of personal information under it’s control.”

FINTRAC REGULATION

CFA InstituteTM* Asset Manager Code of Professional Conduct.

 

Préfontaine Capital has signed the CFA InstituteTM Asset Manager Code of Professional Conduct and declares it abides by all its terms and conditions**.

Asset Manager Code of Professional Conduct

*CFA Institute is a trademark owned by CFA Institute.

** Préfontaine Capital Inc. claims compliance with the CFA Institute Asset Manager Code of Professional Conduct. This claim has not been verified by CFA Institute.

Our custodians

National Bank Correspondant Network

National Bank Correspondant Network (NBCN) acts as a custodian for Préfontaine Capital.

 

Bank of Nova Scotia Trust Company

The Bank of Nova Scotia Trust Company (“Scotiatrust”) acts as a custodian for Préfontaine Capital.

Our Auditors

Deloitte Canada

Deloitte acts as an independent external auditor for Préfontaine Capital.

Our Legal Counsels

Fasken Martineau

Fasken Martineau acts as legal counsel for Préfontaine Capital.

Legal Disclaimer

The information or data contained in or throughout or herein this website are provided exclusively for information purposes and must not be taken to be comprehensive advice that applies to your financial situation or as specific advice of a financial, legal, accounting, tax or investment nature.Please consult your personal financial advisor with regard to your personal financial position. Please Read Our Web site Terms and Conditions of Use.

 

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